About
The Securities and Futures Commission (SFC) is the independent statutory body responsible for the regulation of Hong Kong's securities and futures markets. The SFC provides guidance on legal and compliance matters, and promotes financial stability and transparency. It actively engages in model risk management and oversees compliance consulting related to various market segments, including corporate finance and investment products. The SFC's role in supporting market development and regulatory frameworks is critical to fostering investor confidence and ensuring adherence to applicable laws and regulations.
Related Vendors
The Bank for International Settlements (BIS) serves as a bank for central banks, promoting global monetary and financial stability through international cooperation. It provides a platform for central banks to discuss key supervisory issues and improve banking supervision worldwide. The Basel Committee on Banking Supervision, housed at BIS, focuses on enhancing understanding of supervisory challenges and offers compliance consulting on post-crisis reforms such as Basel III. With activities aimed at addressing fiscal threats and cross-border payment integration, BIS supports central banks in navigating uncertainties in the global financial landscape.
Gemserv is a professional services company specializing in consulting and governance within the energy, sustainability, cybersecurity, and data protection sectors. They offer expertise in helping organizations navigate regulatory changes and implement robust processes to meet industry standards. Their services encompass strategic procurement, supply chain management, and the design and management of assurance schemes, particularly within the energy sector. Gemserv aims to create meaningful business transformation by leveraging data and technology to aid organizations in achieving their regulatory compliance goals.
Asurity Technologies, LLC provides solutions tailored for the mortgage lending market. Specializing in financial compliance software, advisory, and training services, Asurity is designed to ease the burden of navigating the ever-changing regulatory landscape. Their technology enables comprehensive compliance checks against loan-level data integrated from various loan origination systems (LOS). Backed by domain experts and dedicated client service teams, Asurity is committed to delivering impactful solutions tailored for business compliance in the financial sector.