About
RQC Group is a UK and US financial compliance and regulatory consultancy that also references a proprietary cloud-based Regtech platform, RegteQ, designed to enhance the efficiency and effectiveness of compliance tasks. The firm provides FCA application management and ongoing compliance support, noting experience since 2003 and having managed and processed over 500 FCA applications. Services include preparing applications, variations, change of control, implementation of regulatory change (examples cited: IFPR, SMCR, MiFID II), and advising on SEC, CFTC/NFA registration and Form ADV processes. RQC also delivers tailored, CPD-certified online and in-person FCA compliance training and offers health checks, thematic reviews and project work for regulated financial firms.
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