In-depth coverage of governance frameworks, risk management, compliance programs, and regulatory developments.
Ethics and ConductThe Conventional Wisdom Your organization s reporting system s greatest threat is often perceived as coming from employees who file frivolous complaints to settle scores or shield themselves from disc
Sustainability and ESGThe transition from voluntary to mandatory climate reporting is revealing a significant gap in how organizations approach ESG compliance. When the Securities and Exchange Commission proposed rule amen
Ethics and ConductThe Challenge When the EU Whistleblower Protection Directive s December 17, 2021, implementation deadline passed, only 10 of 27 member states had adopted implementing legislation. Croatia, Cyprus, Den
Ethics and ConductRegulatory Changes and Their Implications On June 1, 2022, Japan extended its Whistleblower Protection Act to include small and medium-sized enterprises (SMEs), fundamentally altering the compliance l
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Incentive and Clawback ProvisionsThe Securities and Exchange Commission (SEC) has enacted final rules on the recovery of erroneously awarded compensation , effective December 2023. Exchanges have adopted compliant listing standards,
Sustainability and ESGThe Corporate Sustainability Due Diligence Directive mandates that organizations systematically identify, prevent, and mitigate environmental and human rights risks across their operations and supply
Sustainability and ESGWhen the German Supply Chain Due Diligence Act (LkSG) took effect on January 1, 2023, it marked a regulatory turning point. Ethical supply chain management became a legal obligation with penalties rea
Ethics and ConductUnderstanding the Surge in Whistleblower Reports The SEC s Office of the Whistleblower received 18,354 reports in FY2023, marking a 49% increase from the previous year. Concurrently, internal reportin
Enterprise Risk ManagementIf your organization doesn t operate in the European Union, you might assume EU regulations don t concern you. This assumption can make your compliance strategy reactive rather than proactive. The Bru
Sustainability and ESGThe EU Corporate Sustainability Due Diligence Directive (CSDDD) places legal responsibility on supply chain accountability. The question is: Should your organization prepare for CSDDD compliance even
Ethics and ConductThe Challenge Four years after the EU Whistleblower Directive established common protection standards, European organizations face a maturity gap. They ve built the infrastructure, reporting channels,
Enterprise Risk ManagementRemuneration committees are rushing to incorporate AI into incentive frameworks without resolving the foundational governance questions that make measurement possible. This results in ineffective metr
Sustainability and ESGThe U.S. Government s public challenge to two major EU sustainability directives in August 2026 has highlighted a regulatory clash that compliance officers must address. This was not a quiet diplomati
generalThe Securities and Exchange Commission (SEC) proposed updates to its registered transfer agent rules on September 1, 2026. These rules, unchanged since the late 1970s and early 1980s, are being modern
Ethics and ConductUnderstanding the SEC s Inquiry Recently, compliance teams at technology companies have been receiving letters from the SEC . These letters focus on business relationships with distributors, resellers
Board Committees and GovernanceYou have an AI policy. It probably mentions human oversight, responsible use, and verification of outputs. However, that policy is not evidence. It s an assertion, and when tested, assertions without
Ethics and ConductThe FTC s noncompete rule has generated more confusion than clarity. Compliance officers face a maze of half-truths, outdated assumptions, and wishful thinking from business leaders who either hope th
Sustainability and ESGScope of This Guide This guide addresses the European Union s Corporate Sustainability Due Diligence Directive (CSDDD), approved by the European Council on May 24. It applies to U.S. companies meeting
Ethics and ConductThe Problem / Why This Matters Now You ve seen the headlines. The U.S. Supreme Court ended Chevron deference , narrowed federal bribery law, and restricted the SEC s enforcement toolkit. Legal scholar
Ethics and ConductThe Justice Department has updated its guidance for evaluating corporate compliance programs, introducing three critical assessment areas that will shape prosecutorial decisions: AI-enabled risk contr
