In-depth coverage of governance frameworks, risk management, compliance programs, and regulatory developments.
generalThe SEC-AMF MOU fosters cooperation without regulatory equivalence. Learn why cross-border compliance requires distinct programs and coordinated supervision.
Enterprise Risk ManagementThe Issue at Hand For over a decade, institutional investors have cast Say-on-Pay votes at numerous companies, guided by vague voting guidelines that offer little actionable insight. BlackRock s 2026
Investor Stewardship and EngagementThe SEC s proposed rescission of Rule 14a-8 hasn t just changed the mechanics of shareholder proposals. It s exposed how poorly most companies and institutional investors understood the system they d
generalThe SEC s Innovation Exemption is a regulatory experiment that compliance officers, risk managers, and institutional investors can t ignore. Published on September 17, 2026, this temporary order allow
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Investor Stewardship and EngagementThe Challenge Large institutional investors have long struggled to balance their stewardship responsibilities with maintaining Schedule 13G eligibility. Under Sections 13(d) and 13(g) of the Securitie
Ethics and ConductThe question at hand Your organization conducts quarterly fraud risk assessments, maintains segregation of duties matrices, and requires dual authorization for payments above defined thresholds. Yet,
Sustainability and ESGThe transition from voluntary to mandatory climate reporting is revealing a significant gap in how organizations approach ESG compliance. When the Securities and Exchange Commission proposed rule amen
Sustainability and ESGContext: Where These Questions Come From Imagine you re in a governance committee meeting, and someone questions whether your sustainability report should still use the term ESG. Opinions are split. S
Shareholder Rights and MeetingsThe SEC s proposed Regulation E-Delivery , filed July 16, 2026, will fundamentally change how your organization delivers regulatory information to investors. If finalized, electronic delivery will bec
